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Research and Advances

Models for parallel processing within programs: application to CPU: I/O and I/O: I/O overlap

Approximate queueing models for internal parallel processing by individual programs in a multiprogrammed system are developed in this paper. The solution technique is developed by network decomposition. The models are formulated in terms of CPU:I/O and I/O:I/O overlap and applied to the analysis of these problems. The percentage performance improvement from CPU:I/O overlap is found to be greatest for systems which are in approximate CPU:I/O utilization balance and for low degrees of multiprogramming. The percentage improvement from I/O:I/O overlap is found to be greatest for systems in which the I/O system is more utilized than the CPU.
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Research and Advances

An analysis of algorithms for the Dutch National Flag Problem

Solutions to the Dutch National Flag Problem have been given by Dijkstra [1] and Meyer [3]. Dijkstra starts with a simple program and arrives at an improved program by refinement. Both of the algorithms given by Dijkstra are shown to have an expected number of swaps which is 2/3N + &thgr;(1) and that these values differ at most by 1/3 of a swap and asymptotically by 1/4 of a swap. The algorithm of Meyer is shown to have expected swap complexity 5/9 N.
Research and Advances

Implementing Quicksort programs

This paper is a practical study of how to implement the Quicksort sorting algorithm and its best variants on real computers, including how to apply various code optimization techniques. A detailed implementation combining the most effective improvements to Quicksort is given, along with a discussion of how to implement it in assembly language. Analytic results describing the performance of the programs are summarized. A variety of special situations are considered from a practical standpoint to illustrate Quicksort's wide applicability as an internal sorting method which requires negligible extra storage.
Research and Advances

Fortran 77

There is a new standard Fortran. The official title is “American National Standard Programming Language Fortran, X3.9-1978,” but it is more commonly referred to as “Fortran 77,” since its development was completed in 1977. It replaces the Fortran standard designated X3.9-1966. This paper describes many of the features of Fortran 77 and also provides some information about how and why the standard was developed.
Research and Advances

A comparison of heaps and the TL structure for the simulation event set

Following publication of our paper [2], questions arose with respect to the superiority of the TL structure over heaps,1 particularly in the face of the remarks of Gonnet [3], concerning the use of heaps for the physical realization of the simulation event set. Gonnet's communication was in response to the Vaucher and Duval paper [5], and suggested the heap to be a more efficient structure than any proposed in [5]. As regards a comparison of heaps and the TL structure we can make the following remarks:
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Research and Advances

Generalized working sets for segment reference strings

The working-set concept is extended for programs that reference segments of different sizes. The generalized working-set policy (GWS) keeps as its resident set those segments whose retention costs do not exceed their retrieval costs. The GWS is a model for the entire class of demand-fetching memory policies that satisfy a resident-set inclusion property. A generalized optimal policy (GOPT) is also defined; at its operating points it minimizes aggregated retention and swapping costs. Special cases of the cost structure allow GWS and GOPT to simulate any known stack algorithm, the working set, and VMIN. Efficient procedures for computing demand curves showing swapping load as a function of memory usage are developed for GWS and GOPT policies. Empirical data from an actual system are included.
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Research and Advances

A note on virtual memory indexes

In [4] Maruyama and Smith analyzed design alternatives for virtual memory indexes. The indexes investigated were those modeled on the structure of VSAM [5] which are closely related to B-trees [1]. Maruyama and Smith presented alternatives for search strategies, page format, and whether or not to compress keys. They made a comparative analysis based on the average cost of processing the index for retrieval of a key with its associated data pointer (or a sequence of keys and data pointers). The analysis showed that the optimal solution depends on machine and file characteristics and they provided formulas for selecting the best alternative. In this brief note1 we propose that another alternative for the page format be considered. The basic idea is to replace the sequential representation within a page by a linked representation. The main advantage of this method is realized in the construction (and maintenance) phase of the index. Although this phase is difficult to analyze quantitatively—as alluded to in [4]—we provide data to substantiate our claim of a net saving in construction cost without any corresponding loss in the average retrieval cost. In the ensuing discussion we assume that the reader is familiar both with B-trees and the paper of Maruyama and Smith [4].
Research and Advances

Hybrid simulation models of computer systems

This paper describes the structure and operation of a hybrid simulation model in which both discrete-event simulation and analytic techniques are combined to produce efficient yet accurate system models. In an example based on a simple hypothetical computer system, discrete-event simulation is used to model the arrival and activation of jobs, and a central-server queueing network models the use of system processors. The accuracy and efficiency of the hybrid technique are demonstrated by comparing the result and computational costs of the hybrid model of the example with those of an equivalent simulation-only model.
Research and Advances

A model for verification of data security in operating systems

Program verification applied to kernel architectures forms a promising method for providing uncircumventably secure, shared computer systems. A precise definition of data security is developed here in terms of a general model for operating systems. This model is suitable as a basis for verifying many of those properties of an operating system which are necessary to assure reliable enforcement of security. The application of this approach to the UCLA secure operating system is also discussed.
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Research and Advances

Event manipulation for discrete simulations requiring large numbers of events

The event-manipulation system presented here consists of two major parts. The first part addresses the familiar problem of event scheduling efficiency when the number of scheduled events grows large. The second part deals with the less apparent problem of providing efficiency and flexibility as scheduled events are accessed to be executed. Additional features and problems dealt with include the proper handling of simultaneous events; that certain events must be created, scheduled, and executed at the same points in simulated time; that infinite loops caused by the concatenation of such “zero-time” events are possible and must be diagnosed; that maintaining various event counts is practical and economical; and that a capability for handling “time-displaceable” events is desirable and possible.
Research and Advances

A controlled experiment in program testing and code walkthroughs/inspections

This paper describes an experiment in program testing, employing 59 highly experienced data processing professionals using seven methods to test a small PL/I program. The results show that the popular code walkthrough/inspection method was as effective as other computer-based methods in finding errors and that the most effective methods (in terms of errors found and cost) employed pairs of subjects who tested the program independently and then pooled their findings. The study also shows that there is a tremendous amount of variability among subjects and that the ability to detect certain types of errors varies from method to method.
Research and Advances

Fast parallel sorting algorithms

A parallel bucket-sort algorithm is presented that requires time O(log n) and the use of n processors. The algorithm makes use of a technique that requires more space than the product of processors and time. A realistic model is used in which no memory contention is permitted. A procedure is also presented to sort n numbers in time O(k log n) using n1+1/k processors, for k an arbitrary integer. The model of computation for this procedure permits simultaneous fetches from the same memory location.
Research and Advances

A time- and space-efficient garbage compaction algorithm

Given an area of storage containing scattered, marked nodes of differing sizes, one may wish to rearrange them into a compact mass at one end of the area while revising all pointers to marked nodes to show their new locations. An algorithm is described here which accomplishes this task in linear time relative to the size of the storage area, and in a space of the order of one bit for each pointer. The algorithm operates by reversibly encoding the situation (that a collection of locations point to a single location) by a linear list, emanating from the pointed-to location, passing through the pointing locations, and terminating with the pointed-to location's transplanted contents.
Research and Advances

Can programming be liberated from the von Neumann style?: a functional style and its algebra of programs

Conventional programming languages are growing ever more enormous, but not stronger. Inherent defects at the most basic level cause them to be both fat and weak: their primitive word-at-a-time style of programming inherited from their common ancestor—the von Neumann computer, their close coupling of semantics to state transitions, their division of programming into a world of expressions and a world of statements, their inability to effectively use powerful combining forms for building new programs from existing ones, and their lack of useful mathematical properties for reasoning about programs. An alternative functional style of programming is founded on the use of combining forms for creating programs. Functional programs deal with structured data, are often nonrepetitive and nonrecursive, are hierarchically constructed, do not name their arguments, and do not require the complex machinery of procedure declarations to become generally applicable. Combining forms can use high level programs to build still higher level ones in a style not possible in conventional languages. Associated with the functional style of programming is an algebra of programs whose variables range over programs and whose operations are combining forms. This algebra can be used to transform programs and to solve equations whose “unknowns” are programs in much the same way one transforms equations in high school algebra. These transformations are given by algebraic laws and are carried out in the same language in which programs are written. Combining forms are chosen not only for their programming power but also for the power of their associated algebraic laws. General theorems of the algebra give the detailed behavior and termination conditions for large classes of programs. A new class of computing systems uses the functional programming style both in its programming language and in its state transition rules. Unlike von Neumann languages, these systems have semantics loosely coupled to states—only one state transition occurs per major computation.
Research and Advances

Value conflicts and social choice in electronic funds transfer system developments

During the last few years, computer-based systems which automate the transfer and recording of debits and credits have begun to be implemented on a large scale. These systems promise both financial benefits for the institutions that use them and potential conveniences to their customers. However, they also raise significant social, legal, and technical questions that must be resolved if full scale systems for Electronic Funds Transfer (EFT) are not to cause more problems for the larger public than they solve. This paper examines the incentives for EFT developments and the social problems they raise in the context of conflicts between five different value positions that are often implicit in analyses of proposed EFT arrangements. These conflicts reflect the relative importance of certain problems for specific groups. The value positions implicit in EFT proposals help to organize analyses of market arrangements, system reliability, and privacy of transactions. These topics are analyzed in this article and related to the value positions held by concerned parties. Last, the ways in which the public can learn about the social qualities of different EFT arrangements and the pace of EFT developments are both discussed in the context of social choice.
Research and Advances

Communicating sequential processes

This paper suggests that input and output are basic primitives of programming and that parallel composition of communicating sequential processes is a fundamental program structuring method. When combined with a development of Dijkstra's guarded command, these concepts are surprisingly versatile. Their use is illustrated by sample solutions of a variety of a familiar programming exercises.
Research and Advances

Feedback coupled resource allocation policies in the multiprogramming-multiprocessor computer system

Model studies of some integrated, feedback-driven scheduling systems for multiprogrammed-multiprocessor computer systems are presented. The basic control variables used are the data-flow rates for the processes executing on the CPU. The model systems feature simulated continuous-flow and preempt-resume scheduling of input-output activity. Attention is given to the amount of memory resource required for effective processing of the I/O activity (buffer space assignment). The model studies used both distribution-driven and trace-driven techniques. Even relatively simple dynamic schedulers are shown to improve system performance (as measured by user CPU time) over that given by optimal or near-optimal static schedulers imbedded in identical system structures and workload environments. The improvement is greatest under a heavy I/O demand workload.
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Research and Advances

Pseudochaining in hash tables

This paper presents pseudochaining as a new collision-resolution method. Pseudochaining is half way between open addressing and chaining. It owes its name to the fact that link fields are present in each cell of the hash table which permits “chaining” of the first overflow items in the table. The efficiency of the method is derived and a tradeoff analysis is given.
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Research and Advances

Time, clocks, and the ordering of events in a distributed system

The concept of one event happening before another in a distributed system is examined, and is shown to define a partial ordering of the events. A distributed algorithm is given for synchronizing a system of logical clocks which can be used to totally order the events. The use of the total ordering is illustrated with a method for solving synchronization problems. The algorithm is then specialized for synchronizing physical clocks, and a bound is derived on how far out of synchrony the clocks can become.

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